期刊论文详细信息
Implementation Science
Trends in guideline implementation: a scoping systematic review
Samia Alhabib1  Anna R Gagliardi2 
[1] Department of Family & Community Medicine, King Abdullah University Hospital, Riyadh, Saudi Arabia;Toronto General Research Institute, University Health Network, Toronto, Canada
关键词: Systematic review;    Quality improvement;    Implementation strategies;    Implementation planning;    Implementation;    Guidelines;   
Others  :  1218399
DOI  :  10.1186/s13012-015-0247-8
 received in 2015-01-31, accepted in 2015-04-13,  发布年份 2015
PDF
【 摘 要 】

Background

There is currently no reliable way to choose strategies that are appropriate for implementing guidelines facing different barriers. This study examined trends in guideline implementation by topic over a 10-year period to explore whether and how strategies may be suitable for addressing differing barriers.

Methods

A scoping systematic review was performed. MEDLINE and EMBASE were searched from 2004 to 2013 for studies that evaluated the implementation of guidelines on arthritis, diabetes, colorectal cancer and heart failure. Data on study characteristics, reason for implementation (new guideline or quality improvement), implementation strategy used, rationale for selecting that strategy and reported impact were extracted and summarized. Interventions were mapped against a published taxonomy of guideline implementation strategies.

Results

The search resulted in 1,709 articles; 156 were retrieved and 127 were excluded largely because they did not evaluate guideline implementation, leaving 32 eligible for review (4 arthritis, 3 colorectal cancer, 21 diabetes, 4 heart failure). Six of 7 randomized trials and 8 of 25 observational studies had a low risk of bias. Most studies promoted guideline use for quality improvement (78.0%). Few studies rationalized strategy choice (18.8%). Most employed multiple approaches and strategies, most often educational meetings and print material for professionals or patients. Few studies employed organizational, financial or regulatory approaches. Strategies employed that were unique to the published taxonomy included professional (print material, tailoring guidelines, self-audit training or material) and patient strategies (education, counselling, group interaction, print material, reminders). Most studies achieved positive impact (87.5%). This did not appear to be associated with guideline topic, use of theory or barrier assessment, or number or type of implementation approaches and strategies.

Conclusions

While few studies were eligible, limiting insight on how to choose implementation strategies that address guideline-specific barriers, this review identified other important findings. Education for professionals or patients and print material were the most commonly employed strategies for translating guidelines to practice. Mapping of strategies onto the published taxonomy identified gaps in guideline implementation that represent opportunities for future research and expanded the taxonomy.

【 授权许可】

   
2015 Gagliardi and Alhabib; licensee BioMed Central.

【 预 览 】
附件列表
Files Size Format View
20150710123324366.pdf 664KB PDF download
Figure 1. 41KB Image download
【 图 表 】

Figure 1.

【 参考文献 】
  • [1]Shekelle P, Woolf S, Grimshaw JM, Schunemann H, Eccles MP. Developing clinical practice guidelines: reviewing, reporting, and publishing guidelines; updating guidelines; and the emerging issues of enhancing guideline implementability and accounting for comorbid conditions in guideline development. Implement Sci. 2012; 7:62. BioMed Central Full Text
  • [2]Clinical practice guidelines we can trust. National Academies Press, Washington, DC; 2013.
  • [3]McGlynn EA, Asch SM, Adams J, Keesey J, Hicks J, DeCristofaro A et al.. The quality of health care delivered to adults in the United States. NEJM. 2003; 348:2635-45.
  • [4]Sheldon TA, Cullum N, Dawson D, Lankshear A, Lowson K, Watt I et al.. What’s the evidence that NICE guidance has been implemented? Results from a national evaluation using time series analysis, audit of patients’ notes, and interviews. BMJ. 2004; 329:999.
  • [5]Runciman WB, Hunt TD, Hannaford NA, Hibbert PD, Westbrook JI, Coiera EW et al.. CareTrack: assessing the appropriateness of health care delivery in Australia. Med J Aust. 2012; 197:100-5.
  • [6]Greenhalgh T, Howick J, Maskrey N. for the Evidence Based Renaissance Group. Evidence based medicine: a movement in crisis? BMJ. 2014;348:g37225.
  • [7]Pronovost PJ. Enhancing physicians’ use of clinical guidelines. JAMA. 2013; 310:2501-2.
  • [8]Francke AL, Smit MC, de Veer AJE, Mistiaen P. Factors influencing the implementation of clinical guidelines for health care professionals. BMC Med Inform Dec Mak. 2008; 8:38. BioMed Central Full Text
  • [9]Mickan S, Burls A, Glasziou P. Patterns of “leakage” in the utilization of clinical guidelines: a systematic review. Postgrad Med J. 2011; 87:670-9.
  • [10]Flottorp SA, Oxman AD, Krause J, Musila NR, Wensing M, Godycki-Cwirko M et al.. A checklist for identifying determinants of practice: a systematic review and synthesis of frameworks and taxonomies of factors that prevent or enable improvements in healthcare professional practice. Implement Sci. 2013; 8:1-11. BioMed Central Full Text
  • [11]Baker R, Camosso-Stefinovic J, Gillies C, Shaw EJ, Cheater F, Flottorp S et al.. Tailored interventions to overcome identified barriers to change: effects on professional practice and health care outcomes. Cochrane Database Syst Rev. 2010; 3:CD005470.
  • [12]Mazza D, Bairstow P, Buchan H, Chakraborty SP, Van Hecke O, Grech C et al.. Refining a taxonomy of guideline implementation. Implement Sci. 2013; 8:32. BioMed Central Full Text
  • [13]Grimshaw JM, Thomas RE, MacLennan G, Fraser C, Ramsay CR, Vale L et al.. Effectiveness and efficiency of guideline dissemination and implementation strategies. Health Technol Assess. 2004; 8:1-72.
  • [14]Krause J, Van Lieshout J, Klomp R, Huntink E, Aakhus E, Flottorp S et al.. Identifying determinants for tailoring implementation in chronic diseases: an evaluation of different methods. Implement Sci. 2014; 9:102. BioMed Central Full Text
  • [15]Hagedorn HJ, Heidman PW. The relationship between baseline Organizational Readiness to Change Assessment subscale scores and implementation of hepatitis prevention services in substance use disorders treatment clinics: a case study. Implement Sci. 2010; 5:46. BioMed Central Full Text
  • [16]Simpson KM, Porter K, McConnell ES, Colon-Emeric C, Daily KA, Stalzer A et al.. Tool for evaluating research implementation challenges. Implement Sci. 2013; 8:2. BioMed Central Full Text
  • [17]Estabrooks CA, Squires JE, Cummings GG, Birdsell JM, Norton PG. Development and assessment of the Alberta Context Tool. BMC Health Serv Res. 2009; 9:234. BioMed Central Full Text
  • [18]Michie S, Johnston M, Abraham C, Lawton R, Parker D, Walker A et al.. Making psychological theory useful for implementing evidence based practice: a consensus approach. Qual Saf Health Care. 2005; 14:26-33.
  • [19]Kajermo KN, Bostrom AM, Thompson DS, Hutchinson AM, Estabrooks CA, Wallin L. The BARRIERS scale – the barriers to research utilization scale: a systematic review. Implement Sci. 2010; 5:32. BioMed Central Full Text
  • [20]Bartholomew LK, Parcel GS, Kok G. Intervention mapping: a process for developing theory- and evidence-based health education programs. Health Educ Behav. 1998; 25:545-63.
  • [21]Gagliardi AR. “More bang for the buck”: exploring optimal approaches for guideline implementation through interviews with international developers. BMC Health Serv Res. 2012;12:404.
  • [22]Arksey H, O’Malley L. Scoping studies: towards a methodological framework. Int J Soc Res Methodol. 2005; 8:19-32.
  • [23]Moher D, Liberati A, Tetzlaff J, Altman DG. Preferred Reporting Items for Systematic Reviews and Meta-Analyses: The PRISMA Statement. BMJ. 2009; 339:b2535.
  • [24]McKibbon KA, Lokker C, Wilczynski NL, Cilisak D, Dobbins M, Davis DA et al.. A cross-sectional study of the number and frequency of terms used to refer to knowledge translation in a body of health literature in 2006: a Tower of Babel? Implement Sci. 2010; 5:16. BioMed Central Full Text
  • [25]McKibbon KA, Lokker C, Wilczynski NL, Haynes RB, Ciliska D, Dobbins M et al.. Search filters can find some but not all knowledge translation articles in MEDLINE: an analytic survey. J Clin Epi. 2012; 65:651-9.
  • [26]Higgins JPT, Altman DG, Gotzsche PC, Juni P, Moher D, Oxman AD et al.. The Cochrane Collaboration’s tool for assessing risk of bias in randomized trials. BMJ. 2011; 343:d5928.
  • [27]Downs SH, Black N. The feasibility of creating a checklist for the assessment of the methodological quality both of randomized and non-randomized studies of health care interventions. J Epidemiol Community Health. 1998; 52:377-84.
  • [28]Brosseau L, Wells GA, Brooks S, DeAngelis G, Bell M, Egan M et al.. People getting a grip on arthritis II. An innovative strategy to implement clinical practice guidelines for rheumatoid arthritis and osteoarthritis patients through Facebook. Health Edu J. 2013; 73:109-25.
  • [29]Lineker SC, Bell MJ, Badley EM. Evaluation of an inter-professional educational intervention to improve the use of arthritis best practices in primary care. J Rheumatol. 2011; 38:931-7.
  • [30]Laine L, Connors L, Griffin MR, Curtis SP, Kaur A, Cannons CP. Prescription rates of protective co-therapy for NSAID users at high GI risk and results of attempts to improve adherence to guidelines. Aliment Pharmacol Ther. 2009; 30:767-74.
  • [31]Rahme E, Choquette D, Beaulieu M, Bessette L, Joseph L, Toubouti Y et al.. Impact of a general practitioner educational intervention on osteoarthritis treatment in an elderly population. Am J Med. 2005; 118:1262-70.
  • [32]Jani A, Jenner L, Ma F, Dutton S, Stevens R, Sharma RA. Referral proformas improve compliance to national colorectal 2-week wait targets: does this affect cancer detection rates? Colorectal Dis. 2012; 14:1351-6.
  • [33]White MJ, Stark JR, Luckmann R, Rosal MC, Clemow L, Costanza ME. Implementing a computer-assisted telephone interview (CATI) system to increase colorectal cancer screening: a process evaluation. Patient Educ Counsel. 2006; 61:419-28.
  • [34]Myers RE, Turner B, Weinberg D, Hyslop T, Hauck WW, Brigham T et al.. Impact of a physician-oriented intervention on follow-up in colorectal cancer screening. Prev Med. 2004; 38:375-81.
  • [35]Butala NM, Chang H, Horwitz LI, Bartlett M, Ellis P. Improving quality of preventive care at a student-run free clinic. PLoS One. 2013; 8:e81441.
  • [36]Hager KK, Loprinzi P, Stone D. Implementing diabetes care guidelines in long term care. J Am Med Dir Assoc. 2013; 851:e7-15.
  • [37]Kuhne-Eversmann L, Fischer MR. Improving knowledge and changing behavior towards guideline based decisions in diabetes care: 1 controlled intervention study of a team-based learning approach for continuous professional development of physicians. BMC Res Notes. 2013; 6:14. BioMed Central Full Text
  • [38]Steyn K, Lombard C, Gwebushe N, Fourie JM, Everett-Murphy K, Zwarenstein M et al.. Implementation of national guidelines, incorporated within structured diabetes and hypertension records at primary level care in Cape Town South Africa: a randomized controlled trial. Glob Health Action. 2013; 6:20796.
  • [39]Flamm M, Panisch S, Winkler H, Johansson T, Weitgasser R, Sonnichsen AC. Effectiveness of the Austrian disease management programme “Therapie Aktiv” for type 2 diabetes regarding the improvement of metabolic control, risk profile and guideline adherence: 2 years of follow up. Wien Klin Wochenschr. 2012; 124:639-46.
  • [40]Reutens AT, Hutchinson R, Van Binh T, Cockram C, Deerochanawong C, Ho LT et al.. The GIANT study, a cluster-randomised controlled trial of efficacy of education of doctors about type 2 diabetes mellitus management guidelines in primary care practice. Diabetes Res Clin Pract. 2012; 98:38-45.
  • [41]Wallgren S, Berry-Cabán CS, Bowers L. Impact of clinical pharmacist intervention on diabetes-related outcomes in a military treatment facility. Ann Pharmacother. 2012; 46:353-7.
  • [42]Barcelo A, Cafiero E, de Boer M, Mesa AE, Lopez MG, Jiminez RA et al.. Using collaborative learning to improve diabetes care and outcomes: the VIDA project. Prim Care Diabetes. 2010; 4:145-53.
  • [43]Ciccone MM, Aquilino A, Cortese F, Scicchitano P, Sassara M, Mola E et al.. Feasibility and effectiveness of a disease and care management model in the primary health care system for patients with heart failure and diabetes (Project Leonardo). Vasc Health Risk Manag. 2010; 6:297-305.
  • [44]Ena J, Casan R, Lozane T, Leach A, Algado JT, Navarro-Diaz FJ. Long-term improvements in insulin prescribing habits and glycaemic control in medical inpatients associated with the introduction of a standardized educational approach. Diabetes Res Clin Pract. 2009; 85:159-65.
  • [45]Guzek J, Guzek S, Murphy K, Patricia G, Lesneski C. Improving diabetes care using a multitiered quality improvement model. Am J Med Qual. 2009; 24:505-11.
  • [46]Hahn KA, Ferrante JM, Crosson JC, Hudson SV, Crabtree BF. Diabetes flow sheet use associated with guideline adherence. Ann Fam Med. 2008; 5:235-8.
  • [47]Rothe U, Muller G, Schwarz PEH, Seifert M, Kunath H, Koch R et al.. Evaluation of a diabetes management system based on practice guidelines, integrated care, and continuous quality management in a federal state of Germany. Diabetes Care. 2008; 31:863-8.
  • [48]Davies B, Edwards N, Ploeg J, Virani T. Insights about the process and impact of implementing nursing guidelines on delivery of care in hospitals and community settings. BMC Health Serv Res. 2008; 8:29. BioMed Central Full Text
  • [49]Sipila R, Ketola E, Tala T, Kumpusalo E. Facilitating as a guidelines implementation tool to target resources for high risk patients – The Helsinki Prevention Programme (HPP). J Interprof Care. 2008; 22:31-44.
  • [50]Jones D, Curry W. Impact of a PDA-based diabetes electronic management system in a primary care office. Am J Med Qual. 2006; 21:401-7.
  • [51]Siminerio LM, Piatt G, Zgibor JC. Implementing the chronic care model for improvements in diabetes care and education in a rural primary care practice. Diabetes Educ. 2005; 31:225-34.
  • [52]Dijkstra RF, Niessen LW, Braspenning JCC, Adang E, Grol RTPM. Patient-centred and professional-directed implementation strategies for diabetes guidelines: a cluster-randomized trial-based cost-effectiveness analysis. Diabet Med. 2005; 23:164-70.
  • [53]O’Connor PJ, Crain AL, Rush WA, Sperl-Hillen JM, Gutenkauf JJ, Duncan JE. Impact of an electronic medical record on diabetes quality of care. Ann Fam Med. 2005; 3:300-6.
  • [54]Abbasi AA, Grumberger G, Parikh S, Nicola M, Gherlan C, Turan A et al.. Diabetes care credit system: a model for comprehensive and optimal diabetes care. Endocr Pract. 2004; 10:187-94.
  • [55]Zgibor JC, Rao H, Wesche-Thobaben J, Gallagher N, McWillinms J, Korytkozuski MT. Improving the quality of diabetes care in primary care practice. J Healthc Qual. 2004; 26:14-21.
  • [56]Willens HJ, Nelson K, Hendel RC. Appropriate use criteria for stress echocardiography: impact of updated criteria on appropriateness ratings, correlation with pre-authorization guidelines, and effect on temporal trends and an educational initiative on utilization. JACC Cardiovasc Imaging. 2013; 6:297-309.
  • [57]Aziz EF, Pratap B, De Benedetti Zunino ME, Tormey D, Javed F, Frankenberger O et al.. Success in implementing a hospital-wide evidence-based clinical pathways system for the management of cardiac patients. Crit Pathw Cardiol. 2011; 10:22-8.
  • [58]Goud R, de Keizer NF, ter Riet G, Wyatt JC, Hasman A, Hellemans IM et al.. Effect of guideline based computerized decision support on decision making of multidisciplinary teams: cluster randomized trial in cardiac rehabilitation. BMJ. 2009; 338:b1440.
  • [59]Lainscak M. Implementation of guidelines for management of heart failure in heart failure clinic: effects beyond pharmacological treatment. Int J Cardiol. 2004; 97:411-6.
  • [60]Davies P, Walker AE, Grimshaw JM. A systematic review of the use of theory in the design of guideline dissemination and implementation strategies and interpretation of the results of rigorous evaluations. Implement Sci. 2010; 5:1-6. BioMed Central Full Text
  • [61]Colquhoun HL, Brehaut JC, Sales A, Ivers N, Grimshaw J, Michie S et al.. A systematic review of the use of theory in randomized controlled trials of audit and feedback. Implement Sci. 2013; 8:1-8. BioMed Central Full Text
  • [62]Proctor EK, Powell BJ, McMillen JC. Implementation strategies: recommendations for specifying and reporting. Implement Sci. 2013; 8:1-11. BioMed Central Full Text
  • [63]Davidoff F, Batalden P, Stevens D, Ogrinc G, Mooney S. Publication guidelines for quality improvement in health care: evolution of the SQUIRE project. Qual Saf Health Care. 2008; 17 Suppl 1:i3-9.
  • [64]Albrecht L, Archibald M, Arseneau D, Scott SD. Development of a checklist to assess the quality of reporting of knowledge translation interventions using the Workgroup for Intervention Development and Evaluation Research (WIDER) recommendations. Implement Sci. 2013; 8:1-5. BioMed Central Full Text
  • [65]Thompson GN, Estabrooks CA, Degner LF. Clarifying the concepts in knowledge transfer: a literature review. J Adv Nurs Pract. 2006; 53:691-701.
  • [66]Gagliardi AR, Marshall C, Huckson S, James R, Moore V. Developing a checklist for guideline implementation planning: review and synthesis of guideline development and implementation advice. Implement Sci. 2015 (in press)
  • [67]Forsetlund L, Bjorndal A, Rashidian A, Jamtvedt G, O’Brien MA, Wolf F et al.. Continuing education meetings and workshops: effects on professional practice and health care outcomes. Cochrane Database Syst Rev. 2009; 2:CD003030.
  • [68]McCormack L, Sheridan S, Lewis M, Boudewyns V, Melvin CL, Kistler C et al.. Communication and dissemination strategies to facilitate the use of health-related evidence. Evidence Report/Technology Assessment No. 213. AHRQ Publication No. 13(14)-E003-EF. Rockville, MD, Agency for Healthcare Research and Quality; 2013.
  • [69]Squires JE, Sullivan K, Eccles MP, Worswick J, Grimshaw JM. Are multifaceted interventions more effective than single component interventions in changing healthcare professionals’ behaviours? An overview of systematic reviews. Implement Sci. 2014, 9:.
  • [70]Cochrane Effective Practice and Organisation of Care Review Group. Data Collection Checklist. Ottawa, Canada: Effective Practice and Organisation of Care Review Group, 2002. https://epoc.cochrane.org/sites/epoc.cochrane.org/files/uploads/datacollectionchecklist.pdf
  • [71]Powell BJ, McMillen JC, Proctor EK, Carpenter CR, Griffey RT, Bunger AC et al.. A compilation of strategies for implementing clinical innovations in health and mental health. Med Care Res Rev. 2012; 69:123-57.
  • [72]Powell BJ, Waltz TJ, Chinman MJ, Damschroder LJ, Smith JL, Matthieu MM et al.. A refined compilation of implementation strategies: results from the Expert Recommendations for Implementing Change (ERIC) project. Implement Sci. 2015; 10:21. BioMed Central Full Text
  • [73]Giguere A, Legare F, Grimshaw J, Turcotte S, Fiander M, Grudniewicz A et al.. Printed educational materials: effects on professional practice and healthcare outcomes. Cochrane Database Syst Rev. 2012; 10:CD004398.
  • [74]Gagliardi AR, Brouwers MC. Integrating guideline development and implementation: analysis of guideline development manual instructions for generating implementation advice. Implement Sci. 2012; 7:67. BioMed Central Full Text
  • [75]Gagliardi AR, Brouwers MC, Bhattacharyya O. A framework of the desirable features of guideline implementation tools (GItools): Delphi survey and assessment of GItools. Implement Sci. 2014; 9:98. BioMed Central Full Text
  • [76]Gagliardi AR, Brouwers MC, Bhattacharyya O. Developing implementation tools: contributing to an identified gap in the guideline enterprise. CMAJ Open. 2015 (in press).
  文献评价指标  
  下载次数:25次 浏览次数:26次