Effects of capecitabine treatment on the uptake of thymidine analogs using exploratory PET imaging agents: 18F-FAU, 18F-FMAU, and 18F-FLT
DOI: 10.1186/s40644-016-0092-2
© The Author(s). 2016
Received: 21 June 2016
Accepted: 3 October 2016
Published: 17 October 2016
Abstract
Background
A principal goal for the use of positron emission tomography (PET) in oncology is for real-time evaluation of tumor response to chemotherapy. Given that many contemporary anti-neoplastic agents function by impairing cellular proliferation, it is of interest to develop imaging modalities to monitor these pathways. Here we examined the effect of capecitabine on the uptake of thymidine analogs used with PET: 3’-deoxy-3’-[18F]fluorothymidine (18F-FLT), 1-(2’-deoxy-2’-[18F]fluoro-β-D-arabinofuranosyl) thymidine (18F-FMAU), and 1-(2’-deoxy-2’-[18F]fluoro-β-D-arabinofuranosyl) uracil (18F-FAU) in patients with advanced cancer.
Methods
Fifteen patients were imaged, five with each imaging agent. Patients had been previously diagnosed with breast, colorectal, gastric, and esophageal cancers and had not received therapy for at least 4 weeks prior to the first scan, and had not been treated with any prior fluoropyrimidines. Subjects were imaged within a week before the start of capecitabine and on the second day of treatment, after the third dose of capecitabine. Tracer uptake was quantified by mean standard uptake value (SUVmean) and using kinetic analysis.
Results
Patients imaged with 18F-FLT showed variable changes in retention and two patients exhibited an increase in SUVmean of 172.3 and 89.9 %, while the other patients had changes ranging from +19.4 to -25.4 %. The average change in 18F-FMAU retention was 0.2 % (range -24.4 to 23.1) and 18F-FAU was -10.2 % (range -40.3 to 19.2). Observed changes correlated strongly with SUVmax but not kinetic measurements.
Conclusions
This pilot study demonstrates that patients treated with capecitabine can produce a marked increase in 18F-FLT retention in some patients, which will require further study to determine if this flare is predictive of therapeutic response. 18F-FAU and 18F-FMAU showed little change, on average, after treatment.
Keywords
PET Oncology Capecitabine FLT FMAU FAUBackground
Capecitabine is a carbamate prodrug form of 5-fluorouracil (5-FU), approved for the treatment of metastatic colorectal and breast cancers, and can be used as monotherapy or in combination with other cytotoxic and targeted agents [1, 2]. Conversion to 5-FU is accomplished via the action of three enzymes: carboxylesterase, cytidine deaminase, and thymidine phosphorylase, the latter of which is found at higher concentrations in tumor cells than in normal tissue [3, 4]. Following conversion to 5-FU, anti-tumor activity is achieved via inhibition of thymidylate synthase (TS) and incorporation of 5-FU into RNA and DNA [4, 5]. Despite its widespread use, additional research is needed to explore its mechanisms of cytotoxicity, activation, metabolism, and to develop methods to monitor efficacy.
Due to its effects on thymidine synthesis and incorporation pathways, capecitabine may alter the uptake and retention of thymidine analogs used with positron emission tomography (PET) imaging and this could provide a method for assessing response and understanding drug pharmacodynamics. In part, this is due to increased expression of thymidine kinase 1 (TK1) in the salvage pathway, which is involved in the uptake and utilization of thymidine from the plasma through phosphorylation. Increased TK1 expression in tumors has been imaged with 11C-thymidine and thymidine analogs such as 3’-deoxy-3’-[18F]fluorothymidine (18F-FLT) [6–8]. 18F-FLT has been used to monitor cell proliferation [9, 10], since after uptake by tumor nucleoside transporters, 18F-FLT is phosphorylated by TK1, causing it to be trapped intracellularly [11, 12]. Because 18F-FLT is unable to incorporate into the DNA structure due to the lack of a 3’ hydroxyl, its retention principally reflects intracellular TK1 activity [13–15]. Uptake of FLT is reproducible and has been shown to be correlated with the proliferative marker Ki-67 [6, 10, 16].
1-(2’-deoxy-2’-fluoro-β-D-arabinofuranosyl) thymidine (FMAU) is another thymidine analogue that was originally introduced as an anti-viral and anti-neoplastic compound, but was later abandoned due to severe toxicity [17, 18]. More recently, FMAU has been adapted to molecular imaging [6, 19]. A key difference between FMAU and FLT is that FMAU has an intact 3’ hydroxyl group and can therefore incorporate into the DNA [20]. Furthermore, FMAU is a more potent substrate for thymidine kinase 2 (TK2), located in the mitochondria, than TK1 [18]. Unlike TK1, TK2 is constitutively expressed, with low activity in both dividing and quiescent cells [21, 22]. Accumulation of 18F-FMAU is higher in tumors than most healthy tissues and preclinical studies have shown that its uptake is enhanced in response to conditions that produce an increase in mitochondrial mass such as oxidative, reductive, and energy stress [23, 24]. In addition, low physiologic uptake of 18F-FMAU by normal bone marrow may allow it to be useful in the detection and monitoring of bone marrow metastases [19]. Further, the rapid clearance of 18F-FMAU from the blood in humans (90 % cleared within 10 min), allows for improved imaging in the pelvis compared to 18F-FLT and shortened imaging time [19, 25].
1-(2’-deoxy-2’-fluoro-β-D-arabinofuranosyl) uracil (FAU) is a nucleoside analog that functions as a prodrug form of FMAU [20]. Following cellular uptake of FAU, it is phosphorylated to FAU monophosphate (FAU-MP) and then converted to FMAU monophosphate (FMAU-MP) via the action of TK1 and TS, respectively [26]. FMAU-MP is then incorporated into DNA, resulting in cell death [27]. Dependence on TS for activation was designed to target FAU against malignancies with high expression of this enzyme and to avoid the neurotoxicity that resulted in the discontinuation of clinical FMAU use [17, 28–30]. High expression of TS is a major mechanism of resistance to chemotherapeutic agents such as 5-FU and capecitabine and has been associated with poor clinical outcome in breast and colorectal cancer [31–33]. Furthermore, the structure of FAU allows for its tissue distribution to be monitored using PET, and potentially serve as a technique for imaging the de novo TdR synthesis pathway [34, 35]. To that end, studies of 18F-FAU in humans and dogs found have found higher uptake in tumors than normal tissue [28, 29]. More recently, a pharmacokinetic modeling study demonstrated that the conversion of FAU to FMAU is greatly increased in tumors compared to normal tissues [36]. Although its clinical use was discontinued due to hepatoxicity, FAU may have some utility as an imaging agent.
The purpose of this study was to monitor the retention of radiolabeled fluoropyrimidines: 18F-FLT, 18F-FMAU, and 18F-FAU in patients with breast and gastrointestinal cancers who received capecitabine. Given the differences in metabolism for each of the tracers, the effects of capecitabine were expected to vary. The primary objective was to monitor changes in tracer uptake as measured by mean standardized uptake value (SUVmean) along with kinetic parameters. These parameters may provide an approximation of the physiological effect of capecitabine on tumors.
Methods
Radiochemistry and patient imaging
PET tracers were synthesized as previously published and patients were injected intravenously with 18F-FLT (range, 347–389 MBq; mean 372 MBq), 18F-FAU (range, 211–396 MBq; mean 346 MBq), or 18F-FMAU (range, 191–388 MBq; mean 339 MBq) over 60s as described [25, 37, 38]. Subjects underwent dynamic PET with a series of timed images (4×20s, 4×40s, 4×60s, and 4×180s). In patients injected with 18F-FLT and 18F-FAU, but not 18F-FMAU, an additional series of images was collected (8x300s). PET was conducted with a 15-cm field of view over the area of the tumors (neck, thorax, or abdomen) followed by a whole body image using an Exact/HR tomograph (Siemens Medical Solutions, Malvern, Pennsylvania, USA).
Clinical patient characteristics
Patient no. | Age | Sex | Tumor type | Other therapy with initial capecitabine | Imaging tracer |
---|---|---|---|---|---|
1 | 47 | F | Breast | Lapatinib | 18F-FLT |
2 | 65 | F | Breast | None | |
3 | 62 | F | Esophageal | Radiation | |
4 | 62 | F | Colorectal | Bevacizumab, Oxaliplatin | |
5 | 56 | F | Colorectal | Oxaliplatin | |
6 | 63 | F | Breast | None | 18F-FMAU |
7 | 52 | F | Breast | Lapatinib | |
8 | 46 | F | Breast | Lapatinib | |
9 | 73 | F | Breast | None | |
10 | 63 | F | Breast | None | |
11 | 64 | F | Breast | None | 18F-FAU |
12 | 62 | F | Colorectal | Oxaliplatin, Bevacizumab | |
13 | 53 | F | Gastric | None | |
14 | 49 | M | Colorectal | Radiation | |
15 | 37 | M | Esophageal | Oxaliplatin, Trastuzumab |
Patient images were analyzed with PMOD (Zurich, Switzerland) software and regions of interest (ROIs) were defined in a semi-automated fashion as published [19]. ROIs were chosen in the three adjacent planes with the highest activity, using isocontours halfway between the minimum and maximum thresholds of the tumor. Tracer uptake was measured by standardized uptake value (SUV). Mean SUVs (SUVmean) were calculated on whole ROIs, and maximum SUVs (SUVmax) were measured as the pixels with the most activity in the same ROIs.
Kinetic analysis
Kinetic modeling was conducted using PMOD (Zurich, Switzerland) software as has been published previously [39]. In short, 18F-FLT and 18F-FAU time-activity curves were fitted using a 3-compartment model, which produced rate constants K1, k2, and k3. K1 (mL/g/min) represents the unidirectional transport of tracer from blood into tissue, k2 (min−1) represents the reverse transport, and k3 (min−1) characterizes phosphorylation and intracellular trapping via thymidine kinase-1 activity. The flux values for 18F-FLT and 18F-FAU were then calculated as K1 x k3/(k2 + k3). Tumor uptake values and blood tissue kinetics were interpreted with respect to the blood activity level, obtained from measurements of tracer activity within great vessels.
For 18F-FMAU kinetic analysis, we utilized tumor retention ratio (TRR), which has been shown to correlate strongly with compartmental-K. TRR was obtained by dividing the tumor 18F-FMAU activity—obtained in an image from 5 to 11 min post-injection—area under the curve (AUC) by of 18F-FMAU blood activity AUC. AUC values were calculated using GraphPad Prism version 6 (GraphPad Software, La Jolla, California, USA), which measures AUC using the trapezoid method. To reduce image noise, the first 5 min were omitted. Furthermore, we have previously shown that in 18F-FMAU blood activity decreases sharply in the first 11 min after injection, and that images taken within the 5–11 window are comparable to images from 50–60 min [19].
Statistical considerations
The relationship of one PET parameter to another was measured using linear regression models, and the goodness of fit of these models was assessed using the r2 value. Regression models were fit and assessed using GraphPad Prism version 6 (GraphPad Software, La Jolla, California, USA).
Results
18F-FLT PET imaging
Tumor retention in patients imaged with 18F-FLT
Patient No. | Tumor SUVmean | Tracer flux into tumor (cc/min) | ||||
---|---|---|---|---|---|---|
Baseline | Post-treatment | % Change | Baseline | Post-treatment | % Change | |
1 | 1.97 | 1.58 | −19.8 | 0.0271 | 0.0211 | −22.1 |
2 | 1.96 | 2.34 | 19.4 | 0.0314 | 0.0526 | 67.5 |
3 | 4.70 | 12.80 | 172.3 | 0.0217 | 0.0796 | 266.8 |
4 | 2.27 | 4.31 | 89.9 | 0.0187 | 0.1090 | 482.9 |
5 | 1.34 | 1.00 | −25.4 | 0.0267 | 0.0213 | −20.2 |

Tumor 18F-FLT Uptake in Patient 3. Axial (top) and coronal (bottom) 18F-FLT Images of a mediastinal metastasis (arrow) in a patient with esophageal cancer at baseline (a) and after 1 day of capecitabine therapy (b). Tumor SUVmean increased from 4.70 to 12.80
18F-FMAU PET imaging
Tumor uptake in patients imaged with 18F-FMAU
Patient no. | Tumor SUVmean | Tumor retention ratio | ||||
---|---|---|---|---|---|---|
Baseline | Post-treatment | % Change | Baseline | Post-treatment | % Change | |
6 | 4.64 | 5.06 | 9.1 | 3.01 | 3.47 | 15.3 |
7 | 3.76 | 4.63 | 23.1 | 3.56 | 3.9 | 9.6 |
8 | 1.97 | 2.11 | 7.1 | 2.18 | 2.74 | 25.7 |
9 | 2.58 | 1.95 | −24.4 | 2.03 | 1.65 | −18.9 |
10 | 2.14 | 1.84 | −14.0 | 1.22 | 0.96 | −21.3 |

Tumor 18F-FMAU Uptake in Patient 7. Axial (top) and coronal (bottom) 18F-FMAU Images of a lung metastasis (arrow) in a patient with breast cancer at baseline (a) and after 1 day of capecitabine therapy (b). Tumor SUVmean increased from 3.76 to 4.63
18F-FAU PET imaging

Tumor 18F-FAU Uptake in Patient 15. Axial (top) and coronal (bottom) 18F-FAU Images of a tumor of the gastroesophageal junction (arrow) at baseline (a) and after 1 day of capecitabine therapy (b). Tumor SUVmean decreased from 3.47 to 2.07
Discussion
Although several radiolabeled molecules have been developed for use with PET, 2’-deoxy-2’-[18F]fluoro-D-glucose (18F-FDG) remains the principal approved compound for the detection and staging of cancer. Although 18F-FDG uptake correlates with general tumor metabolism, this may not accurately describe the proliferative capacity of cancers, which is a major consideration for treatment and prognosis. Further, because many chemotherapeutics used today function by impairing cellular proliferation, it is desirable to develop imaging modalities to monitor these pathways. Accordingly, we sought to examine the effect of capecitabine, a frequently used anti-neoplastic compound, on the uptake and retention of three nucleoside analogs. The goal of this study was to gain an increased understanding of the effect of capecitabine on tumor thymidine metabolism, and to assess the usefulness of these tracers in the setting of cancer treatment.
When evaluating changes in PET tracer accumulation, it is important to understand the reproducibility of such measurements in order to distinguish changes in tumor biology from simple scan-to-scan variance. A previous study in 9 non-small cell lung cancer patients found the error of 18F-FLT-PET to be approximately 20 % [16]. More recently, a multi-center trial examining the repeatability of PET with 18F-FDG in untreated patients found tumor SUV to vary between a decrease of 30 % to an increase of 40 % [40]. Although, there have been no studies examining the repeatability of imaging with 18F-FMAU or 18F-FAU, tumor retention of these tracers is lower than 18F-FDG, and thus, one would not expect improved reproducibility. In our study we do not think that the changes seen between PET scans reflect tumor progression, since the time between baseline and post-treatment scans ranged from 2 to 7 days. Furthermore, we do not think that a response to treatment could cause any clinical decline in the tumor, since the second scan was done a day after the start of therapy with capecitabine.
Patients imaged with 18F-FLT had a variable change in uptake after treatment, with two patients displaying a substantial increase in tumor retention (89.9 and 172.3 %). Since 18F-FLT uptake reflects cellular TK1, the large increase in SUVmean indicates an upregulation of TK1 activity following capecitabine. This may be caused by the inhibitory effect of 5-FU on TS [41]. As thymidine levels drop due to TS inhibition, there is an increase in TK1 activity as cells attempt to replenish thymidine exogenously. This increase leads to a window of 1–24 h in which 18F-FLT uptake is significantly increased, and has been termed the ‘flare’ phenomenon [42, 43]. This effect has been observed in response to nucleoside analogs: 5-FU and gemcitabine, as well as antifolates: methotrexate and pemetrexed in preclinical models of glioma, esophageal, colon, and breast cancer [41–46].
A recent study examining the flare phenomenon in colorectal cancer patients treated with 5-FU and oxaliplatin found that 18F-FLT accumulation increased in all patients 24 h after treatment, but increases in tumor SUV > 45.8 % were associated with poor treatment outcomes [47]. It is possible that a large flare may suggest that cancers are able to successfully compensate for drug-induced TS inhibition. Therefore, a large increase in 18F-FLT retention may be a negative indicator of therapy response. Conversely, the absence of change in 18F-FLT retention in the remaining three patients may suggest that patient tumors were unable to effectively adapt to capecitabine treatment. Alternatively, the absence of a flare could be due to upregulation of intracellular TS levels leading to drug resistance, or inefficient conversion of capecitabine to 5-FU [48].
Subjects imaged with 18F-FMAU demonstrated little change in tracer retention after treatment. The average change in tumor SUVmean was 0.18 % (range -24.4 to 23.1) (Table 3). Previous studies have shown increases in 18F-FMAU retention in response to oxidative, reductive, and energy stresses due to upregulation of mitochondrial TK2 levels [49]. Furthermore, it has been shown that anti-cancer agents can lead to an increase in in mitochondrial mass during apoptosis [50, 51]. Interestingly, patients imaged with 18F-FMAU had the highest baseline tumor uptake: 2.58 versus 2.45 in patients scanned with 18F-FLT and 1.99 patients scanned with 18F-FAU. These findings suggest that while tumor cells are under a high basal level of cellular stress, this is not increased significantly by short-term capecitabine treatment.
Tumor retention in patients imaged with 18F-FAU
Patient no. | Tumor SUVmean | Tracer flux into tumor (cc/min) | ||||
---|---|---|---|---|---|---|
Baseline | Post-treatment | % Change | Baseline | Post-Treatment | % Change | |
11 | 1.03 | 1.06 | 2.9 | No Dynamic Images | ||
12 | 1.05 | 0.87 | −17.1 | 0.0032 | 0.0019 | −40.6 |
13 | 2.57 | 2.15 | −16.3 | 0.0058 | 0.0055 | −5.2 |
14 | 1.82 | 2.17 | 19.2 | 0.0108 | 0.0158 | 46.3 |
15 | 3.47 | 2.07 | −40.3 | 0.0039 | 0.0029 | −25.6 |
Major limitations of this study included small sample sizes and heterogenous patient cohorts. Patients enrolled in this study had several different malignancies and received varied treatment regimens (Table 1 and Additional file 1: Table S1). The duration of capecitabine treatment after the second PET scan was inconsistent between individuals and the majority of subjects (9 of 15) were administered other anti-neoplastic therapy in addition to capecitabine. For these reasons, we are unable to correlate our imaging findings to patient response to capecitabine and therefore our results should be considered observational.
Conclusions
In this exploratory study, we sought to monitor the response of patient tumors to capecitabine, a commonly used chemotherapeutic, using three experimental imaging tracers: 18F-FLT, 18F-FMAU, and 18F-FAU. Patients who underwent PET with 18F-FAU and 18F-FMAU showed little change, on average, after treatment. However, in-line with similar studies, we observed that patients treated with capecitabine can produce a marked increase in 18F-FLT retention in some patients. Further studies are warranted to determine if this effect could be used as an early biomarker for therapeutic efficacy.
Abbreviations
- 5-FU:
-
5-Fluorouracil
- AUC:
-
Area under the curve
- FAU:
-
1-(2’-deoxy-2’-fluoro-β-D-arabinofuranosyl) Uracil
- FAU-P:
-
FAU Monophosphate
- FDG:
-
2’-deoxy-2’-fluoro-D-glucose
- FLT:
-
3’-deoxy-3’-fluorothymidine
- FMAU:
-
1-(2’-deoxy-2’-fluoro-β-D-arabinofuranosyl) Thymidine
- FMAU-P:
-
FMAU Monophosphate
- PET:
-
Positron emission tomography
- ROI:
-
Region of interest
- SUV:
-
Standardized uptake value
- TK1:
-
Thymidine kinase 1
- TRR:
-
Tumor retention ratio
- TS:
-
Thymidylate synthase
Declarations
Acknowledgements
The authors would like to acknowledge Janice Akoury for her guidance in the revision of this manuscript.
Funding
The work was funded in part by contract 26XS295 from the National Cancer Institute.
Availability of data and material
A spreadsheet containing additional patient data has been submitted alongside this manuscript.
Authors’ contributions
Manuscript was drafted by CM and AS; AS and JC were responsible for study design and conception; CM, JLC, SJ were responsible for data analysis; KD aided in data collection; DM was responsible for patient follow-up; TM synthesized radiotracers. All authors read and approved the final manuscript.
Authors’ information
Not Applicable.
Competing interests
J.M. Collins is a co-inventor for patents related to portions of this work, which have been assigned to the U.S. government. The remaining authors declare that they have no competing interest.
Consent for publication
Not Applicable.
Ethics approval and consent to participate
The human subject protocol for this study was reviewed and approved by the Human Investigation Committee of Wayne State University and the Radioactive Drug Research Committee. All patients signed a written informed consent prior to enrollment into the study.
Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
Authors’ Affiliations
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