Civil Charges in Corporate Scandals

Jickling, Mark ; Janov, Paul H.

Library of Congress. Congressional Research Service.

关键词: Business;    Civil procedure;    Corruption investigation;    Corporate corruption;    Law;   

RP-ID  :  RL31961
RP-ID  :  RL31961 2004-04-08

美国|英语

来源: UNT Digital Library

【 摘 要 】

This report lists civil suites filled by federal regulatory agencies charging individuals and corporations with violations related to these scandals. The list is limited to corporations and their offices or employees that fit within the Enron pattern. That is, these are cases that display one or more of the following: irregular accounting and auditing, management self-dealing, conflicts of interests between firms and financial advisors (or Wall Street firms and their costumers), and manipulation or abusive trading in energy markets.